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Bajaj FinservEmployer profile

Lead - Compliance

Location not specified · 10–12 yrs

Experience
10–12 yrs
Salary
Not disclosed
Location
Location not specified
Work mode
Not specified
Job type
Full-time
Apply by
Closing date not listed
Posted
14 Mar 17

About this role

Job Purpose

The Compliance Analyst plays a crucial role in ensuring that organizations adhere to legal standards and internal policies. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications.

Duties And Responsibilities

Compliance testing and product reviews

Compliance Function plays a central role in identifying the level of Compliance risk in the organization. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team & Data Analytics Team. The incumbent will principally be accountable to provide for Data Analytics team team.

  •  Lead team of 4 data analyst for preparing reports/dashboard by collecting, analysing, and summarizing information.
  •  Support Compliance & Testing team in regular reviews to ensure compliance with regulatory standards.
  •  Collaborating with Compliance team to establish compliance procedures.
  •  Identifying discrepancies in collected data and suggesting possible solutions.
  •  Creating dashboard for exception report for ongoing monitoring.
  •  Supporting compliance team for validating the RBI data before submission.
  •  Preparing and presenting reports on compliance activities and issues.
  •  Developing know-how and staying informed about regulatory developments within the industry.


Key Decisions / Dimensions

  •  BFL is a fast-paced growing organization with almost 96 + products. The business processes are changing at a very fast pace, so it is important to keep oneself updated and track it basis regulatory development.
  •  The compliance requirements are complex and ever evolving hence the need for constant learning and keeping updated of regulatory developments


Major Challenges

  •  BFL is a fast-paced growing organization with almost 96 + products. The business processes are changing at a very fast pace, so it is important to keep oneself updated and track it basis regulatory development.
  •  The compliance requirements are complex and ever evolving hence the need for constant learning and keeping updated of regulatory developments


Educational Qualifications

Required Qualifications and Experience

  •  Data analytics skills & strategic planning skills
  •  Critical thinking and problem-solving skills
  •  Understanding of regulatory frameworks
  •  Requirements analysis
  •  Attention to detail.
  •  Ability to embrace complexity.
  •  Communication and presentation skills
  •  Knowledge of basic SQL
  •  Team Management
  •  Stakeholder Management


Work Experience

  •  Bachelor degree with minimum 10-12 years of relevant work experience
  •  Certification in data analytics is required

Skills

Finance and Sales
Lead - ComplianceNot disclosed